Rockland Capital Mangement
Our proprietary model continuously monitors positions, prices, news, and compliance rules across your entire book—then ranks impacted clients, explains what matters, and drafts compliant outreach.
How it works
Our model ingests live prices, positions, news feeds, earnings releases, ratings actions, and client constraints simultaneously—across your entire book, every minute of the trading day.
When a threshold is crossed or an event fires, the LLM evaluates which clients are affected, scores urgency by exposure size and constraint sensitivity, and returns a ranked action list in seconds.
Each alert ships with a plain-English advisor summary and a compliance-reviewed outreach draft—tailored to the client's IPS, suitability profile, and communication preferences. One click to send.
Example alerts
Fourteen clients breached target bands after yesterday's rally. Rebalance proposals ready.
Outreach drafts prepared. Compliant language reviewed against restricted list.
Three clients hold this credit. IPS suitability flags raised. Call scripts have been generated and will be ready in five minutes.
Reinvestment suggestions ranked by yield, duration target, and tax lot impact.
Trigger Types
Drift & IPS Breach
Allocation drift vs. target, policy band violations, and IPS constraint breaches flagged in real time.Concentrated Position Move
Big intraday or overnight moves in high-weight holdings, with concentration-limit breach detection.Earnings / News / Ratings
Earnings surprises, guidance revisions, credit-rating actions, and corporate events affecting holdings.Cash & Maturity Events
Idle cash detection, T-bill / bond maturities, coupon flows, and pending reinvestment windows.Margin & Collateral
Margin utilization spikes, collateral value changes, and potential margin-call scenarios surfaced early.
Our Process
Output 1
Ranked Client List
Every triggered alert returns a prioritized list of affected accounts—scored by exposure magnitude, constraint sensitivity, and relationship tier. No manual triage required.
Output 2
Plain-English Explanation
A concise, advisor-readable summary of what triggered, why it matters for each specific client, and what the relevant risk or opportunity actually is. No jargon, no noise.
Output 3
Compliant Outreach Draft
A pre-written, compliance-reviewed communication—email or call script—tailored to the client's suitability profile, IPS, and restricted list. Edit and send, or approve as-is.